Erik Geoffrey Heben

Current Employers

Employment History

• 06/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Fort Myers, FL
• 06/2025 → Present
  Raymond James Financial Services, Inc.
  Fort Myers, FL
• 10/2006 → 06/2025
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2006-10-16 → 2025-07-01
  Commonwealth Financial Network
  Fort Myers, FL
  Crofton, MD
  Bonita Springs, FL
  Sanibel, FL
• 2002-04-29 → 2006-10-31
  Ubs Financial Services Inc.
  Fort Myers, FL
  Ft. Myers, FL

Other Businesses

(1)Name of Business: Healthy Glow Spray Tans Address: 6117 Centenial Blvd, Suite 104, Nashville, TN, 37209, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/23/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am buying an established business for my son's fiance/girlfriend. The purchase price is $100,000 and I will have no involvement. She will be running the Nashville business entirely. Once I am paid back my $100,000 she will become 70% owner and I will retain a 30% passive interest. This is being purchased thru my already approved Heben Holdings, LLC. (2)Name of Business: Heben Holdings, LLC Address: 12590 Whitehall Dr Ste 2, Fort Myers, FL, 33907-4680, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is just a working capital LLC for flow of funds produced by Private Wealth Consultants (3)Name of Business: Private Wealth Consultants Address: 12590 Whitehall Dr Ste 2, Fort Myers, FL, 33907-4680, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/09/2006 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is our practice associated with Raymond James & Associates dealing in investment and financial planning.\nI am a managing Partner (4)Name of Business: Private Wealth Tax Advisory Address: 12590 Whitehall Dr Ste 2, Fort Myers, FL, 33907-4680, United States Activity Type: Tax Preparation Position/Title: Owner/Proprietor, Partner Investment Related: No Start Date: 04/04/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My sister owns an accounting firm, we created Private Wealth Tax Advisory to do taxes and we outsource the tax prep to her but do the billing out of our office. We do not do returns or offer tax advice in conjunction with PWTA.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-28
• S63 Uniform Securities Agent State Law Examination
  1994-12-05

Designations

Other Names

• Erik Heben