Kaiping Kenneth Wu

Current Employers

Employment History

• 04/2004 → 11/2023
  Fsc Securities Corporation
  Irvine, CA
• 04/2004 → 11/2023
  Fsc Agency
  Irvine, CA
• 07/2004 → 11/2023
  Fsc Securities Coporation Ria
  Irvine, CA
• 11/2005 → Present
  Consultants Of Wu Corp.
  Irvine, CA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Irvine, CA

Previous Registrations

• 2004-07-26 → 2023-11-03
  Fsc Securities Corporation
  Irvine, CA
• 2015-10-29 → 2016-10-20
  Southland Equity Partners, Llc.
  Irvine, CA
• 1995-11-20 → 2004-04-23
  Osaic Fa, Inc.
  Glendale, CA

Other Businesses

1 Kaiping Ken Wu-Insurance POSITION: Insurance agent, NATURE: Insurance broker/agent. INVESTMENT RELATED: Yes, NUMBER OF HOURS: 20, SECURITIES TRADING HOURS: 1, START DATE: 4/1/2004. ADDRESS: 8 Crockett Irvine CA 92620. DESCRIPTION: Providing insurance advise, getting insurance quotes from different insurance companies through affiliated insurance agencies. communicating with clients, and help clients apply for and getting approved. then provide services when the policy is in force. 2. CONSULTANTS OF WU CORP POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 11/05/2006 ADDRESS: 8 Crockett, Irvine CA 92620, United States DESCRIPTION: Sales and consulting on Group and individual health, dental, vision and life, LTC, Disability insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-10-25
• S63 Uniform Securities Agent State Law Examination
  1994-11-23

Designations