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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • MN RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

4100 W 50Th St, Edina, MN 55424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Minneapolis MN 05/2009 02/2026
U.S. Bancorp Advisors, Llc Edina MN 02/2026 Present
Previous Registrations
Other Businesses

1) St Thomas The Apostle Church Finance Committee; Not Investment-Related; Minneapolis, MN; Church and School; 1 of 12 on the finance committee; 11/2013; 2 Hours/Month; 0 Hours/Trading; Provide advice on budget and spending relative to objectives of the organization. A portion will be relative to cash on hand and banking relationship.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-11
  • S66 Uniform Combined State Law Examination
    2006-01-11
Other Names
  • Joseph D Ott
  • Joe Ott

View on SEC IAPD

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