Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2024-04-30 |
| TX | RA | APPROVED_RES | 2023-05-03 |
| MN | RA | APPROVED | 2013-11-19 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Minneapolis | MN | 03/2008 | Present |
RIDGEWOOD CONDO ASSOC BOARD OF DIRECTORS, PO BOX 44966, EDEN PRAIRIE MN 55344, NON-PROFIT, VICE PRESIDENT IN CHARGE OF VIOLATION BY HOME OWNERS OF THE BOARDS RULES AND REGULATIONS, 4 HOURS PER MONTH NOT DURING TRADING HOURS. 1/2005-UNKNOWN.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-04 |
Reach out to this advisor