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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-11-11
  • MN RA
    APPROVED
    Since 2019-11-11

Branch Locations

7400 Metro Blvd., Suite 213, Edina, MN 55439 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Edina MN 04/2012 Present
Global Retirement Partners Llc Edina MN 09/2017 Present
Other Businesses

1. 7/31/2018 - Global Retirement Partners LLC - DBA: (hybrid) 401(k) Plan Professionals - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Licensed Admin. - Started 09/25/2017 - 120 Hours Per Month During Securities Trading - I provide administrative support to Global Retirement Partners LLC, an independent investment advisor firm. I started this business activity in 7/2018. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 8/7/2018 - 401(k) Plan Professionals - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/25/2017 - 120 Hours Per Month During Securities Trading. 3. 1/24/2022 - No Business Name - Investment Related - Scottsdale, AZ 85255 - Real Estate Rental - Started 01/03/2022 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 12/03/2024 - Real Estate Rental - Investment Related - Scottsdale, AZ - Start Date 01/01/2025 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-11
S63 Uniform Securities Agent State Law Examination 2012-06-01
  • S65 Uniform Investment Adviser Law Examination
    2019-11-11
  • S63 Uniform Securities Agent State Law Examination
    2012-06-01
Other Names
  • Gina Buchholz
  • Regina Marie Dolan

View on SEC IAPD

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