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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-11-11 |
Branch Locations
7400 Metro Blvd., Suite 213, Edina, MN 55439 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Edina | MN | 04/2012 | Present |
| Global Retirement Partners Llc | Edina | MN | 09/2017 | Present |
1. 7/31/2018 - Global Retirement Partners LLC - DBA: (hybrid) 401(k) Plan Professionals - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Licensed Admin. - Started 09/25/2017 - 120 Hours Per Month During Securities Trading - I provide administrative support to Global Retirement Partners LLC, an independent investment advisor firm. I started this business activity in 7/2018. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 8/7/2018 - 401(k) Plan Professionals - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/25/2017 - 120 Hours Per Month During Securities Trading. 3. 1/24/2022 - No Business Name - Investment Related - Scottsdale, AZ 85255 - Real Estate Rental - Started 01/03/2022 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 12/03/2024 - Real Estate Rental - Investment Related - Scottsdale, AZ - Start Date 01/01/2025 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-01 |
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