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William Scott Baber

Mercer Global Advisors Inc.

Denver, CO

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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-04-25
  • CO RA
    APPROVED
    Since 2025-04-25

Branch Locations

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Westamerica Bank San Rafael CA 03/2011 05/2022
Personal Capital Advisors Corporation San Francisco CA 08/2011 05/2022
Mercer Global Advisors Inc. Denver CO 04/2025 Present
Stone Corral Farms, Llc Maxwell CA 05/2022 04/2025
  • 03/2011 → 05/2022
    Westamerica Bank
    San Rafael, CA
  • 08/2011 → 05/2022
    Personal Capital Advisors Corporation
    San Francisco, CA
  • 04/2025 → Present
    Denver, CO
  • 05/2022 → 04/2025
    Stone Corral Farms, Llc
    Maxwell, CA
Previous Registrations
  • 2011-09-26 → 2022-05-20
    Personal Capital Advisors Corporation
    Greenwood Village, CO
    Denver, CO
    Denver, CO
  • 2011-03-08 → 2011-08-26
    Sorrento Pacific Financial, Llc
    San Rafael, CA
  • 2009-05-13 → 2011-01-11
    Chico, CA
    San Diego, CA
    Chico, CA
  • 2006-05-08 → 2009-05-13
    Sacramento, CA
    Chico, CA
Other Businesses

1) STONE CORRAL FARMS; NON INVESTMENT RELATED; 4184 MCDERMOTT ROAD MAXWELL, CA; ALMOND FARM; OWNER; 06/2022; 4 HOURS/MONTH, NONE DURING TRADING; I AM INVOLVED IN HIGH LEVEL DECISIONS AND AM NOT ACTIVELY INVOLVED IN DAY TO DAY OPERATIONS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-30
S66 Uniform Combined State Law Examination 2006-05-05
S63 Uniform Securities Agent State Law Examination 2006-04-06
  • S65 Uniform Investment Adviser Law Examination
    2024-08-30
  • S66 Uniform Combined State Law Examination
    2006-05-05
  • S63 Uniform Securities Agent State Law Examination
    2006-04-06
Other Names
  • Scott Baber
  • William S Baber
  • W. S Baber
  • W. Scott Baber
  • Scott Baber

View on SEC IAPD

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