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Current Employers
Dl Wealth Management Group

6265 Greenwich Drive Suite 150, San Diego, CA 92121 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-08
TX RA APPROVED_RES 2019-03-12
AZ RA APPROVED 2018-03-13
  • CA RA
    APPROVED
    Since 2025-07-08
  • TX RA
    APPROVED_RES
    Since 2019-03-12
  • AZ RA
    APPROVED
    Since 2018-03-13

Branch Locations

6265 Greenwich Drive Suite 150, San Diego, CA 92121 • United States

Axion Wealth Advisors

6265 Greenwich Drive Ste. 150, San Diego, CA 92122 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-08
  • CA RA
    APPROVED
    Since 2025-07-08

Branch Locations

6265 Greenwich Drive Ste. 150, San Diego, CA 92122 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Financial Equity Corporation San Diego CA 09/2012 01/2018
First Financial Equity Corporation San Diego CA 09/2012 01/2018
Axion Wealth Advisors San Diego CA 08/2023 Present
Dl Wealth Management Group San Diego CA 01/2018 Present
  • 09/2012 → 01/2018
    First Financial Equity Corporation
    San Diego, CA
  • 09/2012 → 01/2018
    First Financial Equity Corporation
    San Diego, CA
  • 08/2023 → Present
    San Diego, CA
  • 01/2018 → Present
    San Diego, CA
Previous Registrations
  • 2012-09-27 → 2018-01-05
    Ffec Wealth Partners Llc
    San Diego, CA
  • 2011-07-07 → 2012-09-26
    Jrl Capital Advisors Llc
    San Diego, CA
    Newport Beach, CA
  • 2000-08-23 → 2011-06-30
    Wfp Securities
    San Diego, CA
    San Diego, CA
Other Businesses

Daniel Laframboise is a licensed insurance agent. Daniel Laframboise is an investment adviser representative and owner of another investment advisory firm, DL Wealth Management Group Daniel Laframboise is the Co-Founder of Axion Wealth Advisors; Investment related: Yes; Location: 6265 Greenwich Drive Unit 150 SAN DIEGO CA 92122; Start date: 2023-11-01; Responsibilities Duties: IAR; Hours per month devoted to business during trading hours: 20; Hours per month devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-23
S63 Uniform Securities Agent State Law Examination 1994-12-20
  • S65 Uniform Investment Adviser Law Examination
    1999-12-23
  • S63 Uniform Securities Agent State Law Examination
    1994-12-20

View on SEC IAPD

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