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Colleen Marie Alcin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Minneapolis, MN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-29
MN RA APPROVED 2017-08-14
  • TX RA
    APPROVED_RES
    Since 2017-08-29
  • MN RA
    APPROVED
    Since 2017-08-14

Branch Locations

80 S 8Th St, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Minneapolis MN 10/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-12
S63 Uniform Securities Agent State Law Examination 2010-10-23
  • S66 Uniform Combined State Law Examination
    2017-08-12
  • S63 Uniform Securities Agent State Law Examination
    2010-10-23
Other Names
  • Colleen Marie Cannon
  • Colleen Marie Alcin
  • Colleen Marie Cannon

View on SEC IAPD

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