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150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-10 |
| VT | RA | APPROVED | 2024-07-22 |
| CO | RA | APPROVED | 2024-01-30 |
| AZ | RA | APPROVED | 2021-12-20 |
| CA | RA | APPROVED | 2020-10-20 |
| IA | RA | APPROVED | 2018-07-27 |
| MN | RA | APPROVED | 2017-06-14 |
Branch Locations
150 South Fifth Street Suite 3300, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northland Securities, Inc | Minneapolis | MN | 12/2003 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-20 |
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