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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-04-24
  • TX RA
    APPROVED_RES
    Since 2008-04-24

Branch Locations

2445 Technology Forest Ste 550, The Woodlands, TX 77381 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2016 Present
Northwestern Mutual Life Ins Co Milwaukee WI 07/1994 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 09/1994 Present
  • 02/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/1994 → Present
    Northwestern Mutual Life Ins Co
    Milwaukee, WI
  • 09/1994 → Present
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 50% OWNER, FWE ENTERPRISE, LLC RECEIVING WMC AND RISK COMPENSATION, LEGAL ENTITY - RECEIVING WMC AND RISK COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 11/4/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ADVISOR 3. 100% OWNER, FRUGE ENTERPRISE, LLC, LEGAL ENTITY, START DATE: 11/4/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, FA 4. TREASURER, THE WOODLANDS AREA ECONOMIC DEVELOPMENT PARTNERSHIP, 2107 RESEARCH FOREST DRIVE, THE WOODLANDS, TX 77380, , TEXAS, 77380, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 08/22/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER. NON INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-04-02
  • S63 Uniform Securities Agent State Law Examination
    1996-04-02

View on SEC IAPD

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