Mark Chris Alcala

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-01-24
CA	RA	APPROVED	2008-03-20

TX RA
APPROVED_RES

Since 2012-01-24
CA RA
APPROVED

Since 2008-03-20

Branch Locations

27201 Puerta Real Ste 220, Mission Viejo, CA 92691 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Mission Viejo	CA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Mission Viejo	CA	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Mission Viejo, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Mission Viejo, CA

Previous Registrations

1999-02-02 → 2008-04-02

Ubs Financial Services Inc.

Irvine, CA

Mission Viejo, CA

Other Businesses

RENTAL PROPERTY; INV RELATED; CHICKASHA, OK; 100% OWNERSHIP; 05/2025; 1 HOUR PER MONTH; 0 DURING TRADING; RENTAL PROPERTY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-08-11
S63	Uniform Securities Agent State Law Examination	1994-09-07

S65 Uniform Investment Adviser Law Examination

1998-08-11
S63 Uniform Securities Agent State Law Examination

1994-09-07

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews