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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Frisco | TX | 09/1993 | 03/2021 |
| Wells Fargo Clearing Services, Llc | Frisco | TX | 03/2021 | Present |
MINREAL RIGHTS ROYALTIES FROM BCE-MACH III,LLC; NOT INVESTMENT RELATED; OKLAHOMA CITY,OK; 100% OWNERSHIP; START DATE 02/01/2010; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; RECEIVE ROYALTIES ON MINERAL RIGHTS. POWER OF ATTORNEY FOR SPOUSE; INV. RELATED; MCKINNEY, TX; START DATE 4/2021; 0 HRS PER MONTH.| POWER OF ATTORNEY FOR BROTHER; INV RELATED; MCKINNEY, TX; POA;START DATE: 07/16/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-03 |
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