Robert Whaley Diehl

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 06/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2023 → Present
  Lpl Financial Llc
  Fresno, CA

Previous Registrations

• 2000-04-21 → 2023-06-16
  Cetera Wealth Services, Llc
  Bakersfield, CA
  Fresno, CA
  Fresno, CA

Other Businesses

1) 06/05/2023 - First Sierra Insurance - Insurance Agency - Co-owner of insurance agency offering Medicare Supplement, Medicare Advantage, Life, Dental and Vision - CA 93703 - Investment related - 8 Hours per month - Start date: 04/01/2007. 2) 06/05/2023 - Kuhtz Diehl Insurance & Financial Services - Insurance Agency - Co-owner of insurance agency offering group and individual life, health, medicare, dental, vision, disability, LTC and employee benefits - CA 93703 - Investment related - 80 Hours per month - Start date: 08/01/2002.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-03
• S63 Uniform Securities Agent State Law Examination
  1998-11-06

Designations

• Certified Financial Planner

Other Names

• Robert Whaley Diehl