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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-02-05 |
Branch Locations
330 West Main Street, Lexington, SC 29072 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dooley & Company, Llp Cpa'S | Columbia | SC | 09/1983 | Present |
| Carolina Wealth Management, Llc | Lexington | SC | 01/2003 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2013 | 01/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 01/2025 |
| Lpl Financial Llc | Lexington | SC | 01/2025 | Present |
1. 01/17/2025- Saxe Gotha Properties, Inc- Business Owner- SC 29072- Non Inv Rel- .05 hrs per mnth- Start Date 06/01/1987 2. 01/17/2025- Carolina Bay, LLC- Business Owner- SC 29072- Non Inv Rel- 24hrs per mnth- Start Date 09/01/2004 3. 01/17/2025- Carolina Wealth Management, LLC- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 4. 01/17/2025- Dooley and Company- Tax Prep/Accounting/CPA- SC 29072- Inv Rel- 96 Hrs Per Mnth- 24 Hrs During Trading- Start Date 09/01/1983 5. 01/31/2025- Dooley and Company- CPA firm- Not INV Related-At , Lexington, SC- Start date 09/01/1983- 96 Hours Per Month- 24 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-05-24 |
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