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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-03-13 |
| CO | RA | APPROVED | 2024-10-16 |
| TX | RA | APPROVED_RES | 2022-06-23 |
| ME | RA | APPROVED | 2002-09-20 |
Branch Locations
45 Forest Falls Dr Ste B1, Yarmouth, ME 04096-6999 • United States
Avon, CO • United States
Avon, CO • United States
N Yarmouth, ME • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Yarmouth | ME | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Yarmouth | ME | 03/2020 | Present |
Real Estate Ownership; Commercial; Office Suite45 Forest Falls DriveYarmouth, ME 04096, ,; ; . Business Ownership; The Advisor Group,LLC; ; Own and operate real estate for our Ameriprise office.; 45 Forest Falls Drive.Yarmouth,Maine 04096, ,; ; 06/01/2005; 1 to 9 hours per month; . Board of Directors; Forest Falls Office Condominium Association; Member/ Vice President; 45 Forest falls DriveYarmouth,Maine 04096, ,; ; ; 1 to 9 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-12 |
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