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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | San Diego | CA | 10/2009 | Present |
1. 8/30/2012: NON-VARIABLE INSURANCE - BLUE CROSS BLUE SHIELD AGENT - APPLYING TO BLUE CROSS BLUE SHIELD OF FLORIDA AS A 'SOLE PROPRIETOR' TO INSURE THAT STATE INSURANCE LICENSE (215) DOES NOT EXPIRE. - SAN DIEGO, CA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-29 |
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