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Diane M St. John

Robert W. Baird & Co. Incorporated

Toledo, OH

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-06-29
  • OH RA
    APPROVED
    Since 2020-06-29

Branch Locations

3439 Granite Circle Suite 300, Toledo, OH 43617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Perrysburg OH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Perrysburg OH 11/2016 06/2020
Robert W Baird & Co Toledo OH 06/2020 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Perrysburg, OH
  • 11/2016 → 06/2020
    Wells Fargo Clearing Services, Llc
    Perrysburg, OH
  • 06/2020 → Present
    Robert W Baird & Co
    Toledo, OH
Previous Registrations
  • 2008-01-01 → 2020-07-06
    Wells Fargo Clearing Services, Llc
    Toledo, OH
    Perrysburg, OH
  • 2005-11-14 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Sylvania, OH
    Toledo, OH
    St. Louis, MO
Other Names
  • Diane M Susdorf
  • Diane M Ehret

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · TOLEDO, OH
CETERA INVESTMENT ADVISERS LLC · TOLEDO, OH
GURNEE GROUP, LLC · TOLEDO, OH
OSAIC WEALTH, INC. · TOLEDO, OH
EDWARD JONES · TOLEDO, OH
EAGLE STRATEGIES LLC · TOLEDO, OH
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Toledo, OH
AMERITAS ADVISORY SERVICES, LLC · TOLEDO, OH

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