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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-11-24 |
| CA | RA | APPROVED | 2008-10-31 |
Branch Locations
1200 Prospect St Suite 100, La Jolla, CA 92038 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | La Jolla | CA | 10/2008 | Present |
TO SERVE ON THE BOARD OF DIRECTORS AS TREASURER FOR THE JUVENILE DIABETES RESEARCH FOUNDATION. 2)BRAYDORE PARTNERS / 10626 BIRCH BLUFF AVENUE SAN DIEGO,CA 92131 / / INVEST IN PRIVATE EQUITY / PARTNER / / PARTNER / START DATE 5/28/2015 Georgia Street Rental Property / 3944-3946 Georgia St San Diego, CA 92103 / Other/ Real Estate Residential Rental Property / Other / Co-owner of property / Collect rental income, pay rental expenses / Start Date 6/2018 Rental Property Meade Apartments / 1517-1521 Mead Ave San Diego,CA 92116 / Other/ Real Estate / Residential Rental Property / Other / Co-owner of property / Collect rental income, pay rental expenses / Start Date Rental Property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-25 |
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