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Joseph John Saccon

Morgan Stanley

Allentown, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-17
PA RA APPROVED 2016-10-14
  • TX RA
    APPROVED_RES
    Since 2016-10-17
  • PA RA
    APPROVED
    Since 2016-10-14

Branch Locations

515 West Hamilton Street 7Th Floor, Allentown, PA 18101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Allentown PA 10/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 12/2016 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Allentown PA 08/1994 10/2016
Previous Registrations
Other Businesses

I*31691 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL COND #1 INVESTMENT RELATED: N ADDRESS OF BUSINESS: 573 PONDS EDGE LANE, ALLENTOWN, PENNSYLVANIA 18104 NATURE OF BUSINESS: OTHER,PRIVATELY OWNED BY ME - NO 'CORP STRUCTURE' POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 0001-01-01 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER I*82624 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL CONDO #2 INVESTMENT RELATED: N ADDRESS OF BUSINESS: 523 PONDS EDGE LANE, ALLENTOWN, PENNSYLVANIA 18104 NATURE OF BUSINESS: OTHER, PRIVATELY OWNED BY ME POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 42181 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER OF PERSONAL CONDO I*82625 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL CONDO #3 INVESTMENT RELATED: N ADDRESS OF BUSINESS: 553 PONDS EDGE LANE, ALLENTOWN, PENNSYLVANIA 18104 NATURE OF BUSINESS: OTHER,PRIVATELY OWNED BY ME POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 42181 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER; THIS IS A PROPERTY THAT WAS DISCLOSED YEARS AGO; I AM REENTERING BY COMPLAINCE REQUEST, AND A SEPARATE ENTITY (WAS BUNDLED WITH OTHER TWO IDENTIAL CONDOS THAT I OWN (523 AND 573 PONDS EDGE LANE) I*80197 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: COLUVMNS (SIC) BY THE SEA CONDOMINIMUM ASSOCIATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: CAPE MAY, NEW JERSEY 8204 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 5/1/2015 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PRESIDENT OF OUR SMALL (6 MEMBER) BEACH CONDO ASSOCIATION. IN SHORT, IT IS 'MY TURN' TO DO THE JOB -- WHICH MERELY INVOLVES THE ORGANIZATION OF MEETINGS AND PROJECTS -- AND DELEGATING FINANCIAL MATTERS TO THE TREASURER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-03
S63 Uniform Securities Agent State Law Examination 1994-10-18
  • S65 Uniform Investment Adviser Law Examination
    1994-11-03
  • S63 Uniform Securities Agent State Law Examination
    1994-10-18
Designations
Other Names
  • Joseph J Saccon

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