Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-17 |
| PA | RA | APPROVED | 2016-10-14 |
Branch Locations
515 West Hamilton Street 7Th Floor, Allentown, PA 18101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Allentown | PA | 10/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 12/2016 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Allentown | PA | 08/1994 | 10/2016 |
I*31691 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL COND #1 INVESTMENT RELATED: N ADDRESS OF BUSINESS: 573 PONDS EDGE LANE, ALLENTOWN, PENNSYLVANIA 18104 NATURE OF BUSINESS: OTHER,PRIVATELY OWNED BY ME - NO 'CORP STRUCTURE' POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 0001-01-01 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER I*82624 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL CONDO #2 INVESTMENT RELATED: N ADDRESS OF BUSINESS: 523 PONDS EDGE LANE, ALLENTOWN, PENNSYLVANIA 18104 NATURE OF BUSINESS: OTHER, PRIVATELY OWNED BY ME POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 42181 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER OF PERSONAL CONDO I*82625 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL CONDO #3 INVESTMENT RELATED: N ADDRESS OF BUSINESS: 553 PONDS EDGE LANE, ALLENTOWN, PENNSYLVANIA 18104 NATURE OF BUSINESS: OTHER,PRIVATELY OWNED BY ME POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 42181 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER; THIS IS A PROPERTY THAT WAS DISCLOSED YEARS AGO; I AM REENTERING BY COMPLAINCE REQUEST, AND A SEPARATE ENTITY (WAS BUNDLED WITH OTHER TWO IDENTIAL CONDOS THAT I OWN (523 AND 573 PONDS EDGE LANE) I*80197 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: COLUVMNS (SIC) BY THE SEA CONDOMINIMUM ASSOCIATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: CAPE MAY, NEW JERSEY 8204 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 5/1/2015 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PRESIDENT OF OUR SMALL (6 MEMBER) BEACH CONDO ASSOCIATION. IN SHORT, IT IS 'MY TURN' TO DO THE JOB -- WHICH MERELY INVOLVES THE ORGANIZATION OF MEETINGS AND PROJECTS -- AND DELEGATING FINANCIAL MATTERS TO THE TREASURER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-18 |
Reach out to this advisor