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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-12-12 |
| MO | RA | APPROVED | 2015-10-15 |
| TX | RA | APPROVED | 2015-10-15 |
Branch Locations
8027 Forsyth Blvd Suite 1010, Clayton, MO 63105 • United States
Miami, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | St. Louis | MO | 10/2015 | Present |
T3R LLC / 9435 Ladue Rd Saint Louis,MO 63124 / Other/ Sport & Leisure Facilities / Purchase of a boat / Other / sole managing member of llc / purchase / maintenance of boat / Start Date 1/19/16 LLC / Second Ranger Battalion Assistance Foundation / ATTN: Matt Scherrer 120 S Central Ave Ste 600 Clayton,MO 63105 / Foundation/ Charities, Cultural, Educational & Political Organisations / Raise funds and disperse to Rangers and Rangers' families in need / Member of Board of Directors / / discuss possible donations to Rangers or families of injured or deceased Rangers / Start Date 01/01/2004 /
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-10-11 |
| S65 | Uniform Investment Adviser Law Examination | 1994-10-11 |
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