Philip Shields Wunderlich

Current Employers

Employment History

• 10/1999 → 09/2024
  Wunderlich Capital Management Llc
  Memphis, TN
• 11/2005 → 09/2024
  B. Riley Wealth Management
  Memphis, TN
• 07/2022 → 09/2024
  B. Riley Wealth Advisors, Inc.
  Memphis, TN
• 09/2024 → Present
  Prospera Financial Services Inc.
  Dallas, TX

Previous Registrations

• 2022-08-29 → 2024-10-01
  B. Riley Wealth Advisors, Inc.
  Memphis, TN
• 2003-09-08 → 2024-09-20
  Wunderlich Capital Management
  Memphis, TN
• 2003-01-06 → 2022-12-31
  B. Riley Wealth Management
  Memphis, TN
  Memphis, TN

Other Businesses

Cavalier Partners LLC, ; Investment Related - No; 4921 William Arnold Rd; Hunting Land; Owner; 01/2014; 1 Hour Per Month, 0 During Trading Hours; Pay bills and contract labor to work hunting and fishing land 4921 William Arnold LP; Investment Related Yes; 4921 William Arnold Rd; Memphis, TN 38117; Building Owner Management; 01/1999; 1 Hour Per Month, 0 During Trading Hours; Family Owned Rental with family tenants. Gulf State Holdings; Investment Related Yes ;2011 Princeton Woods Loop Lafayette, LA 70508; Family Trust; Board Member; 01/2016; 1 Hour Per Month, 1 During Trading Hours; Family Trust Investor asked to be on board. Wunder Hotel Partners I and II; Investment Related - Yes; 4921 William Arnold Rd.; Real Estate; Managing Partner; 01/2014; 1 Hour Per Month; 0 During trading Hours; Partnership formed by the family to invest capital in real estate. Financial FedCorp; Investment Related - Yes; 1715 Aaron Brenner Dr., Memphis, TN 38120; Bank Holding Company; Board member; Owner; 03/2026; 2 Hours per Month; 2 During Trading Hours; No operational role other than perhaps referrals of folks for deposits and loans.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-24
• S63 Uniform Securities Agent State Law Examination
  1999-01-20