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Brent Scott Smith

LPl Financial LLC

Longview, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2018-02-16
TX RA APPROVED 2011-06-09
  • LA RA
    APPROVED
    Since 2018-02-16
  • TX RA
    APPROVED
    Since 2011-06-09

Branch Locations

1800 Judson Road Ste 300, Longview, TX 75605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Corporation Longview TX 09/2009 Present
  • 09/2009 → Present
    Lpl Financial Corporation
    Longview, TX
Other Businesses

1. 12/17/09 - LICENSED AGENT FOR LIFE, DISABILITY, FIXED ANNUITIES, LONG TERM CARE, NON-VARIABLE INSURANCE. 2. 12/22/09 - BE MONEY SMART, DBA ONLY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-08
S63 Uniform Securities Agent State Law Examination 1994-10-21
  • S65 Uniform Investment Adviser Law Examination
    2011-06-08
  • S63 Uniform Securities Agent State Law Examination
    1994-10-21
Other Names
  • Brent Scott Smith

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · LONGVIEW, TX
CETERA INVESTMENT ADVISERS LLC · LONGVIEW, TX
CONCURRENT INVESTMENT ADVISORS, LLC · Longview, TX
&PARTNERS · Longview , TX
CG ADVISORY SERVICES · Longview, TX
PARK AVENUE SECURITIES LLC · Longview, TX
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OSAIC WEALTH, INC. · Longview, TX

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