Marcus Eugene Ortega

Current Employers

Employment History

• 10/2020 → Present
  Cetera Advisors Llc
  Tempe, AZ
• 01/2008 → Present
  Mosaic Financial Associates
  Tempe, AZ
• 01/2008 → Present
  Mosaic Insurance Associates
  Tempe, AZ
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2008 → 10/2020
  Next Financial Group, Inc
  Houston, TX
• 08/2004 → Present
  Marc Ortega
  Phoenix, AZ

Previous Registrations

• 2008-01-22 → 2020-10-30
  Next Financial Group, Inc.
  Tempe, AZ
  Scottsdale, AZ
  Houston, TX
• 1996-11-06 → 2008-01-18
  Marathon Advisors, Inc
  Minneapolis, MN
• 2007-07-30 → 2008-01-16
  Securian Financial Services, Inc.
  Phoenix, AZ
  Scottsdale, AZ
• 2007-07-30 → 2007-12-31
  Cri Securities, Llc
  Phoenix, AZ
  Scottsdale, AZ

Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, 01/1995, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 3, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. ORTHOPEDIST ADVISORY GROUP, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 09/2016, PARTNER, APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. MOSAIC INSURANCE ASSOCIATES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, STARTED 01/2008, PARTNER, APX NUMBER OF HOURS PER WEEK: 10, 5 DURING TRADING HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE; 4. MOSAIC FINANCIAL ASSOCIATES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 01/2008, PARTNER, APX NUMBER OF HOURS PER WEEK: 40, 20 DURING TRADING HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-11
• S63 Uniform Securities Agent State Law Examination
  1994-09-19

Other Names

• Marcus E Ortega
• Marc E Ortega