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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-01 |
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
655 W Broadway12Th Fl, San Diego, CA 92101 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | San Diego | CA | 03/2016 | 02/2021 |
| Commonwealth Financial Network | San Diego | CA | 03/2021 | 10/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2021 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 11/2021 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 11/2021 | Present |
| Cetera Financial Specialists Llc | Schaumburg | CA | 11/2021 | Present |
| First Allied Securities Inc | San Diego | CA | 11/2021 | 09/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-17 |
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