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Keith Michael Pelkey

Charles Schwab & Co., Inc.

West Hartford, CT

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2005-11-23
  • CT RA
    APPROVED
    Since 2005-11-23

Branch Locations

11 South Main Street, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. West Hartford CT 10/2005 Present
Charles Schwab Bank Ssb West Hartford CT 12/2005 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-02
S63 Uniform Securities Agent State Law Examination 1994-09-12
  • S65 Uniform Investment Adviser Law Examination
    1998-06-02
  • S63 Uniform Securities Agent State Law Examination
    1994-09-12

View on SEC IAPD

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