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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2017-12-21 |
| IL | RA | APPROVED | 2017-11-02 |
Branch Locations
2445 Sw Wanamaker Rd Ste 100, Topeka, KS 66614 • United States
7400 W 130Th St, Ste 400 [Ow-Rbo], Overland Park, KS 66213 • United States
10369 Clayton Rd, Frontenac, MO 63131 • United States
7400 W 130Th St Ste 400 [Yh-Rbo], Overland Park, KS 66213 • United States
7400 W 130Th St Stes 200 & 400, Overland Park, KS 66213 • United States
1720 E Bradford Pkwy, Springfield, MO 65804 • United States
14767 North Outer 40 Rd Fl 2, Chesterfield, MO 63017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 02/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-19 |
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