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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-01 |
| CT | RA | APPROVED | 2023-09-01 |
| FL | RA | APPROVED | 2023-09-01 |
| GA | RA | APPROVED | 2023-09-01 |
| HI | RA | APPROVED | 2023-09-01 |
| IN | RA | APPROVED | 2023-09-01 |
| IA | RA | APPROVED | 2023-09-01 |
| LA | RA | APPROVED | 2023-09-01 |
| ME | RA | APPROVED | 2023-09-01 |
| MD | RA | APPROVED | 2023-09-01 |
| MI | RA | APPROVED | 2023-09-01 |
| MN | RA | APPROVED | 2023-09-01 |
| MS | RA | APPROVED | 2023-09-01 |
| MO | RA | APPROVED | 2023-09-01 |
| MT | RA | APPROVED | 2023-09-01 |
| NE | RA | APPROVED | 2023-09-01 |
| NV | RA | APPROVED | 2023-09-01 |
| NH | RA | APPROVED | 2023-09-01 |
| NJ | RA | APPROVED | 2023-09-01 |
| NM | RA | APPROVED | 2023-09-01 |
| NC | RA | APPROVED | 2023-09-01 |
| PA | RA | APPROVED | 2023-09-01 |
| SC | RA | APPROVED | 2023-09-01 |
| SD | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED | 2023-09-01 |
| WA | RA | APPROVED | 2023-09-01 |
| WV | RA | APPROVED | 2023-09-01 |
| WI | RA | APPROVED | 2023-09-01 |
Branch Locations
1725 Hughes Landing Blvd. Suite 1250, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harman Sports | The Woodlands | TX | 10/1993 | Present |
| Sagepoint Financial, Inc | The Woodlands | TX | 01/2009 | 09/2023 |
| Harman Asset Management, Llc | The Woodlands | TX | 05/2019 | Present |
| Osaic Wealth, Inc. | The Woodlands | TX | 09/2023 | Present |
1) HARMAN SPORTS MARKETING, MANAGEMENT AND ENTERTAINMENT INC. POSITION: Owner NATURE: Corporation, LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1996 ADDRESS: 70 Quail Rock Place, The Woodlands TX 77381, United States DESCRIPTION: Owner of inactive corporation. 4) HARMAN WEALTH MANAGEMENT L.L.C. POSITION: Owner NATURE: LLC corporation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2000 ADDRESS: 1725 Hughes Landing Boulevard, Suite 1250, The Woodlands TX 77380, United States DESCRIPTION: Insurance for clients and DBA. 5) HARMAN WEALTH MANAGEMENT L.L.C. POSITION: Owner NATURE: LLC Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2000 ADDRESS: 1725 Hughes Landing Boulevard, Suite 1250, The Woodlands TX 77380, United States DESCRIPTION: Owner of Entity for Payroll and Tax purposes. 6) ALPHALYTICS RESEARCH POSITION: Partner- Co Founder NATURE: Alphalytics Research does economic research. This economic research is packaged and sold to other people and entities in the financial services industry. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/15/2015 ADDRESS: 1725 Hughes Landing Boulevard, Suite 1250, The Woodlands TX 77380, United States DESCRIPTION: Undertaking and contributing to the economic research, packaging and disseminating the information out to subscribers of the data report. Marketing the information and use of the reports to the financial industry. 7) WIN BY NOT LOSING POSITION: Author NATURE: This is a book that Dean Harman is the author. Published by River Grover books. Owned by Harman Wealth Management, Inc. LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 10/31/2012 ADDRESS: 1725 Hughes Landing Boulevard, Suite 1250, The Woodlands TX 77380, United States DESCRIPTION: Author. Wrote the book. 9) FINRA POSITION: Advisory Board NATURE: Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2021 ADDRESS: 1700 K Street NW, Washington DC 20006, United States DESCRIPTION: Advisory board for FINRA IDAC 10) PRACTICE INTEL POSITION: Advisory Board member NATURE: PRACTICE INTELLIGENCE, LLC: A data driven platform to help advisors and firms scale organic growth.? INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 03/11/2024 ADDRESS: 1015 NW 6 TER, Boca Raton FL 33486, United States DESCRIPTION: Steering Practice Intel's efforts to elevate advisor-client relationships and help advisors scale organic growth. Driving company mission. 11) HARMAN WEALTH MANAGEMENT POSITION: Owner NATURE: LLC Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 1725 HUGHES LANDING BLVD. STE 1250, THE WOODLANDS TX 77380, United States DESCRIPTION: deposit check
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-24 |
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