Christine Michelle Buckley

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-04-06
MD	RA	APPROVED	2017-10-03

TX RA
APPROVED

Since 2018-04-06
MD RA
APPROVED

Since 2017-10-03

Branch Locations

225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Huber, Weakland & Associates, Inc.	Ellicott City	MD	09/2012	09/2017
Rbc Capital Markets, Llc	Hunt Valley	MD	09/2017	Present
City National Bank	Hunt Valley	MD	04/2019	Present

09/2012 → 09/2017

Huber, Weakland & Associates, Inc.

Ellicott City, MD
09/2017 → Present

Rbc Capital Markets, Llc

Hunt Valley, MD
04/2019 → Present

City National Bank

Hunt Valley, MD

Previous Registrations

2012-12-11 → 2017-09-18

Hwa Financial Group

Ellicott City, MD
2011-07-08 → 2012-06-18

Wms Partners, Llc

Towson, MD
2009-06-01 → 2011-06-20

Morgan Stanley

Purchase, NY
2006-02-21 → 2009-06-01

Citigroup Global Markets Inc.

New York, NY
2004-11-10 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Baltimore, MD

Other Businesses

(1) BALTIMORE ESTATE PLANNING COUNCIL; ADDRESS: 1101 RESORT RD, #119, ELLICOTT CITY, MD 21042; BUSINESS DESCRIPTION: ESTATE PLANNING ORGANIZATION; NOT INVESTMENT RELATED; START DATE: 06/06/2018; CAPACITY: BOARD OF DIRECTORS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (2) NAME OF ENTITY: Baltimore Symphony Orchestra ADDRESS: 1212 Cathedral Street, Baltimore, Maryland 21201 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Arts Institution START DATE: Feb 03, 2026 CAPACITY: Other DUTIES: Joining the Planned Giving Council to provide a broad range of client experience for fundraising and charitable giving. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-02-10
S66	Uniform Combined State Law Examination	2007-10-01

S63 Uniform Securities Agent State Law Examination

2018-02-10
S66 Uniform Combined State Law Examination

2007-10-01

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

Chrissy Michelle Buckley

View on SEC IAPD