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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-19
  • MN RA
    APPROVED
    Since 2013-12-19

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Excelsior, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management, Inc Minneapolis MN 09/2002 Present
Thrivent Financial For Lutherans Appleton WI 09/2002 Present
Other Businesses

CARVER BLACK SOX POSITION: Board member NATURE: The Carver Black Sox is a nonprofit community organization with a long-standing tradition of offering adult baseball opportunities to those 18 and older within the Carver Area. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/14/2024 ADDRESS: 800 6th Street West, Carver MN 55315, United States DESCRIPTION: Help to oversee baseball operations for the team and vote on how to allocate any funds raised for the team.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-19
S63 Uniform Securities Agent State Law Examination 1998-12-07
  • S65 Uniform Investment Adviser Law Examination
    1999-01-19
  • S63 Uniform Securities Agent State Law Examination
    1998-12-07
Other Names
  • Dave Kloster

View on SEC IAPD

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