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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-03-22 |
Branch Locations
2591 Wexford Bayne Rd Suite 205, Sewickley, PA 15143 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harvest Financial Corporation | Pittsburgh | PA | 07/1998 | 03/2023 |
| Lpl Financial Llc | Pittsburgh | PA | 03/2023 | Present |
1)11/2022 - Harvest Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)11/2022 - Oakland Periodontal Associates - Bookkeeper - Non-Inv Rel - Pittsburgh, PA - Start: 02/2005 - Current - 36 Hr
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-09 |
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