Karrin Michelle Ryan

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  San Diego, CA
• 11/2016 → 08/2022
  Wells Fargo Clearing Services, Llc
  San Diego, CA
• 08/2022 → Present
  Ubs Financial Services Inc
  San Diego, CA

Previous Registrations

• 2003-07-01 → 2022-08-12
  Wells Fargo Clearing Services, Llc
  San Diego, CA
  Carlsbad, CA
  San Diego, CA
  Irvine, CA
  La Jolla, CA
  Mission Viejo, CA
  Beverly Hills, CA
  Los Angeles, CA
  El Segundo, CA
  El Segundo, CA
  Bakersfield, CA
  San Diego, CA
  Irvine, CA
  Long Beach, CA
  La Jolla, CA
• 1998-06-04 → 2003-07-01
  Prudential Equity Group, Llc
  San Diego, CA

Other Businesses

1) CO-TRUSTEE FOR MOTHER'S TRUST; INVESTMENT RELATED; LA JOLLA, CA; START DATE 3/2012; 1 HR PER MONTH. RENTAL PROPERTY; INVESTMENT RELATED; LA JOLLA,CA; 50% OWNERSHIP; START DATE 09/01/2019; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; NO DUTIES. 2) NAME OF OTHER BUSINESS: Rest Haven Children's Health Fund/ INVESTMENT RELATED?: No / ADDRESS: PO Box 1027, San Marcos, CA / NATURE OF THE BUSINESS: Charity / POSITION: Board Member/ DUTIES: Review grant requests for children who are in need of medical or health funding. / START DATE: 1-20-2012 / HOURS DEVOTED TO BUSINESS: NA

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-25
• S63 Uniform Securities Agent State Law Examination
  1997-01-31

Other Names

• Karrin Peterson
• Karrin M Ryan
• Karrin Michelle Peterson
• Karrin Michele Peterson
• Karrin Michelle Ryan
• Karrin Ryan