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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-06-17 |
| TX | RA | APPROVED_RES | 2010-02-20 |
Branch Locations
340 N Main Street Suite 302, Plymouth, MI 48170 • United States
Lake Orion, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | West Bloomfield | MI | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Farmington Hills | MI | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Plymouth | MI | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-19 |
| S65 | Uniform Investment Adviser Law Examination | 2001-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-23 |
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