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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2008-12-01
  • CO RA
    APPROVED
    Since 2008-12-01

Branch Locations

13984 W Bowles Ave Ste 102, Littleton, CO 80127 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 11/2008 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2008 Present
Other Businesses

1)ANDREW AHRENS, INDEPENDENT INSURANCE AGENT, 13984 WEST BOWLES AVE STE 200, LITTLETON, CO, 08/2011. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-10/MO-10/TRADING. 2)AHRENS AND ASSOCIATES, 9200 W CROSS DRIVE, SUITE 600, LITTLETON, CO 801123, CO 80123. OWNER SINCE 08/01/11. NOT INVESTMENT RELATED. WORKS 10 HOURS PER MONTH ALL OF WHICH ARE DURING TRADING HOURS. DUTIES: SALE OF LIFE INSURANCE AND HEALTH INSURANCE. 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 12/03/08 4)Ahrens and Associates, 13984 W Bowles Ave, Suite 200, Littleton CO 80127, 11/2020, Owner, DBA name, NIR, 200 HR/MO, 160 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-11-22
S63 Uniform Securities Agent State Law Examination 1996-09-30
  • S65 Uniform Investment Adviser Law Examination
    2008-11-22
  • S63 Uniform Securities Agent State Law Examination
    1996-09-30

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