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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-09-28 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
4 Venture Ste 300, Irvine, CA 92618 • United States
Foothill Rnch, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Irvine | CA | 05/1997 | 03/2020 |
| Ameriprise Financial Services, Llc | Irvine | CA | 03/2020 | Present |
Independent Insurance Brokering; Aetna; 05/01/2007; / Delta Dental; 01/16/2017; . Other Business Activities; Finance Council- Santiago de Compostela Catholic church; Sit on Finance Council for our Local Church. Review proposed expenditures and budget. Typically meet 4 times per year.; 21682 Lake Forest Dr, , Lake Forest, CA, 92630; Not Investment-Related; 02/01/2022; 1 to 9 hours per month; 0 during trading hours / VITA Volunteer- Santiago de Compostela Catholic church; Help collect, enter basic data for tax preparation for low-income filers through our Church. No tax advice, or promotion of business through volunteer work.; 21682 Lake Forest Dr, , Lake Forest, CA, 92630; Not Investment-Related; 02/26/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-09-07 |
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