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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2018-08-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Honolulu | HI | 05/2009 | 08/2018 |
| Lpl Financial Llc | Honolulu | HI | 08/2018 | Present |
1)08/30/2018 - Business Entity For Tax/Investment Purposes Only - Worthington Sisters, LLC - 100% - INVESTMENT RELATED - HONOLULU, HI 96813 2)08/30/2018 - DBA for LPL Business (entity for LPL business) - Wealth By Design - 100% - INVESTMENT RELATED - HONOLULU, HI 96813
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-01 |
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