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Charles William Gillingham

Raymond James & Associates, Inc.

Saint Augustine, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-12-21
FL RA APPROVED 2020-12-11
  • TX RA
    APPROVED_RES
    Since 2020-12-21
  • FL RA
    APPROVED
    Since 2020-12-11

Branch Locations

30 Epic Blvd Ste 110, Saint Augustine, FL 32086 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities Ponte Vedra FL 08/2014 12/2020
Raymond James & Associates, Inc. Saint Augustine FL 12/2020 Present
Previous Registrations
  • 2014-09-02 → 2020-12-23
    Bb&T Securities, Llc
    Ponte Vedra Beach, FL
    St. Augustine, FL
  • 2003-06-23 → 2014-09-08
    Wells Fargo Clearing Services, Llc
    Saint Augustine, FL
    St. Augustine, FL
    Saint Augustine, FL
    St. Augustine, FL
    Saint Augustine, FL
    Jacksonville, FL
    St Augustine, FL
  • 2000-10-01 → 2003-01-06
    Wells Fargo Clearing Services, Llc
    Jacksonville, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-23
S63 Uniform Securities Agent State Law Examination 1994-10-11
  • S65 Uniform Investment Adviser Law Examination
    1999-06-23
  • S63 Uniform Securities Agent State Law Examination
    1994-10-11
Other Names
  • Chuck Gillingham
  • Charles William Gillinham

View on SEC IAPD

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GAIL DARLENE SPINDLE
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JOSEPH BENJAMIN STOREY
MARCUS CHRISTOPHER ROWE
Jeremy Hall
NATHANIEL EKBERG NUSZ
NICHOLAS COLON
John Francis Lynch

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT AUGUSTINE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT AUGUSTINE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT AUGUSTINE, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Saint Augustine, FL
HEADLAND CAPITAL · St. Augustine, FL
SETTIAN CAPITAL LP · SAINT AUGUSTINE, FL
VANDERBILT ADVISORY SERVICES · St Augustine, FL
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