Kelvin Miller

Current Employers

Employment History

• 02/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Saint Augustine, FL
• 02/2016 → Present
  Bank Of America, N.A.
  St. Augustine, FL

Previous Registrations

• 2010-08-13 → 2016-02-22
  Wells Fargo Clearing Services, Llc
  Jacksonville, FL
  Ponte Vedra Beach, FL
  Haddon Township, NJ
  Princeton, NJ
  Princeton, NJ
  Ponte Vedra Beach, FL
• 2009-06-01 → 2010-08-23
  Morgan Stanley
  Lawrenceville, NJ
• 2007-06-25 → 2009-06-01
  Morgan Stanley & Co. Llc
  Lawrenceville, NJ
  Miami, FL
  Coral Gables, FL
• 2003-02-19 → 2004-07-23
  Ubs Financial Services Inc.
  Miami, FL
• 2000-09-29 → 2003-01-24
  Prudential Equity Group, Llc
  Coral Gables, FL

Other Businesses

I*90482 For profit or not for profit: For-Profit Organization Name of outside business organization: Triumph Real Estate Inc. Investment related: N Address of business: 377 N Lombardy Loop, St. Johns, Florida 32259 Nature of business: Corporation, Compensation for Activity: N Position, title, association: Officer, Start date of relationship: 11/1/2019 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Activate to sell my mother's house I*90483 For profit or not for profit: For-Profit Organization Name of outside business organization: Florida Real Estate License Investment related: N Address of business: 377 N Lombardy Loop, St. Johns, Florida 32259 Nature of business: Other,Real Estate License Compensation for Activity: N Position, title, association: Owner, Start date of relationship: 2/1/2019 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Activating license for sale of family member's home I*1794278 Entity for Profit Name of OBA: Bay Country Club Address: Sunny Isles Beach, Florida, 33160 Investment Related: No Position, Title, Association: Committee Employee Start Date: 04/19/2024 No Hours: 1 No Hours during trading: 0 Duties: Finance Committee - The Board needs help in establishing a plan/ budget to complete the current remodeling projects that are underway and how best to collect funds from the current home owners either through assessments or other ways. The also need help in setting goals for a time period when these jobs will be completed and our HOA fees to potentially come down. The President has a relationship with the B of A branch a few blocks away and has mentioned to me that they may open an account to put funds in preferred and then take out an LMNA. I told them that I could not get involved with this on any level and to please work with their rep at the local B of A office and the President is in the process of doing that. I wont have any access to any funds or investments or anything like that just trying to help the board make better decisions as far as budgeting and planning

Exams

• S66 Uniform Combined State Law Examination
  2007-06-21
• S63 Uniform Securities Agent State Law Examination
  1999-12-28
• S65 Uniform Investment Adviser Law Examination
  1999-12-28