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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-04-27 |
| FL | RA | APPROVED | 2015-01-26 |
Branch Locations
60 Cathedral Pl, Saint Augustine, FL 32084 • United States
Jacksonville, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 07/2007 | Present |
| Bank Of America, N.A. | Jacksonville | FL | 12/2009 | Present |
I*19039FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: EARLY LEARNING COALITION OF DUVALINVESTMENT RELATED: NOADDRESS OF BUSINESS: JACKSONVILLE, FLORIDA 32256POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 9/1/2010NUMBER OF HOURS DEVOTED: 10 HRS MTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: SUBCOMMITTEE MEMBER ALL JACKSONVILLE EARLY LEARNING PROGRAMS (CENTERS/FCCH) WILL PROVIDE HIGH QUALITY CARE AND EARLY LEARNING SERVICES THAT RESULT IN DEMONSTRATED POSITIVE SCHOOL READINESS OUTCOMES FOR ALL CHILDREN.I*458476For profit or not for profit: For-Profit OrganizationName of outside business organization: Front Rowe Sports Ventures LLCInvestment related: NoAddress of business: Jacksonville, Florida 32225Position, title, association: OwnerStart date of relationship: 7/12/2019Number of hours devoted: 2 hr wklyNumber of hours devoted during trading hours: 0Duties: To invest in minor league sportsI*132830For profit or not for profit: Non-Profit OrganizationName of outside business organization: Celebration Church of Jacksonville, Inc.Investment related: NoAddress of business: Jacksonville, Florida 32255Position, title, association: Advisory Board MemberStart date of relationship: 9/1/2020Number of hours devoted: 2 hrs MthlyNumber of hours devoted during trading hours: 0Duties: General fiduciary oversight regarding reviewing vision planning, budget and audit for each fiscal year (Board Trustee).I*546242For profit or not for profit: Name of outside business organization: Black Alumni Dartmouth AssociationInvestment related: NAddress of business: Hanover, New Hampshire 03755Nature of business: School, College or UniversityPosition, title, association: Committee, Fundraising committeeStart date of relationship: 10/15/2021Number of hours devoted: 2 hrs MthlyNumber of hours devoted during trading hours: 0Duties: , Volunteer Fundraising for DartmouthI*: 2075258Entity Type: Entity CharitableName of OBA: EPISCOPAL SCHOOL OF JACKSONVILLE FOUNDATION, INC.Address: Jacksonville, FL 32207Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 11/12/2024Number of Hours: 16 hrs annuallyNumber of Hours during trading: 16 hrs annuallyDuties: Advise the foundation. Purpose of this foundation is to steward how the long term investment align with the the strategic vision of the primary board.I believe the role involves meeting quarterly, understanding what is happening in market economies, listen to a 3rd party advise us on whether any changes need to be made based on those changes and decide to either stay the course or make changes to the asset allocation to best meet the needs of the school.I*: 2114267Entity Type: For ProfitName of OBA: Front Rowe Properties LLCAddress: Jacksonville, FL 32256Investment Related: NoPosition, Title, Association: ManagerEmployee Start Date: 02-Dec-2020Number of Hours: 1 hr annuallyNumber of Hours during trading: 0Duties: Transfer real estate after my father's passing. It should have been closed in 2021. I*4514291 Entity Type: Entity For Profit Name of OBA: C4 Equity Partners LLC Address: Jacksonville, Florida, 32256 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 05/11/2026 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: This entity will be a passive investor in operating businesses Oversight and management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-26 |
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