Nicholas Colon

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 08/2014 → Present
  Bank Of America, N.A.
  Jacksonville, FL

Other Businesses

OBA ID: 1656272 OBA Name: Rental Property 1 Location: Ponte Vedra, FL Start Date: 3/1/2024 Investment Related Activity: Yes Duties: I*1663286, Name of OBA: B. S. and F. S. Trust (Not yet established )Address: MYRTLE BEACH,SOUTH CA Investment Related: NO Position, Title, Association: Successor Trustee Employee Start Date:02/01/2024 No Hours: Weekly No Hours during trading:0 Duties: I*4503279 Entity Type: Fiduciary role Name of OBA: J. D. Address: Ponte Vedra, Florida, 32084 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/24/2026 Number of Hours: 1, Weekly Number of Hours during trading: 1, Weekly Duties: Power of Attorney/Parents

Exams

• S66 Uniform Combined State Law Examination
  2014-11-19

Other Names

• Nicholas Philip Colon