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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-16
TX RA APPROVED 2022-08-15
  • FL RA
    APPROVED
    Since 2022-08-16
  • TX RA
    APPROVED
    Since 2022-08-15

Branch Locations

60 Cathedral Pl, Saint Augustine, FL 32084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 10/2021 Present
Unemployed Saint Augustine FL 08/2021 10/2021
Shamrock Soccer Camps Saint Augustine FL 05/2018 07/2021
Flagler College Saint Augustine FL 08/1999 05/2018
Bank Of America N.A. Saint Augustine FL 12/2022 Present
  • 10/2021 → Present
    Jacksonville, FL
  • 08/2021 → 10/2021
    Unemployed
    Saint Augustine, FL
  • 05/2018 → 07/2021
    Shamrock Soccer Camps
    Saint Augustine, FL
  • 08/1999 → 05/2018
    Flagler College
    Saint Augustine, FL
  • 12/2022 → Present
    Bank Of America N.A.
    Saint Augustine, FL
Other Businesses

Shamrock Soccer Camps Co. Not investment related 9 Surfcrest Street, Saint Augustine, FL 32080 Soccer coaching Coach/Advisor President/Owner 02/2000 0-10 hours per month 0 hours during trading hours Coach soccer to kids and advise high school athletes on colleges

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-20
  • S66 Uniform Combined State Law Examination
    2022-07-20

View on SEC IAPD

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