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Timothy Patrick Gormley

Janney Montgomery Scott LLC

Yardley, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-06-15
TX RA APPROVED_RES 2018-06-13
  • PA RA
    APPROVED
    Since 2018-06-15
  • TX RA
    APPROVED_RES
    Since 2018-06-13

Branch Locations

1010 Stony Hill Road Suite 300, Yardley, PA 19067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Yardley PA 07/2007 06/2018
Janney Montgomery Scott Llc Newtown PA 06/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-27
S63 Uniform Securities Agent State Law Examination 1994-08-04
  • S65 Uniform Investment Adviser Law Examination
    1995-01-27
  • S63 Uniform Securities Agent State Law Examination
    1994-08-04
Designations

View on SEC IAPD

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LPL FINANCIAL LLC · YARDLEY, PA
ALLSTATE FINANCIAL ADVISORS, LLC · Yardley, PA
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