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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2009-05-04
TX RA APPROVED_RES 2009-04-14
  • AZ RA
    APPROVED
    Since 2009-05-04
  • TX RA
    APPROVED_RES
    Since 2009-04-14

Branch Locations

6263 N Scottsdale Rd Suite 140, Scottsdale, AZ 85250 • United States

Phoenix, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Scottsdale AZ 04/2009 Present
Mml Investors Services Scottsdale AZ 04/2009 Present
  • 04/2009 → Present
    Massmutual Life Insurance Company
    Scottsdale, AZ
  • 04/2009 → Present
    Mml Investors Services
    Scottsdale, AZ
Previous Registrations
  • 2007-08-17 → 2009-04-06
    Osaic Services, Inc.
    Scottsdale, AZ
  • 2007-01-03 → 2007-08-28
    Scottsdale, AZ
    Scottsdale, AZ
Other Businesses

NAME: MASSMUTUAL ARIZONA INV REL: Y ADDR: 6263 N. SCOTTSDALE ROAD, #140, SCOTTSDALE, AZ 85250 NATURE: INSURANCE POSITION: AGENT START DATE: 2009 HRS/MO: 160 HRS/DURING TRADING: 160 DUTIES: SALES AND SERVICE OF INS PRODUCTS THROUGH VARIOUS CARRIERS 2) NAME: KLOSE CONSULTING LLC INV REL: N ADD: 6263 N. SCOTTSDALE ROAD, #140, SCOTTSDALE, AZ 85250 NATURE: LLC POSITION: MANAGING AND SOLE MEMBER START DATE: 3/1/14 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: MEMBER OF AN LLC FOR PERSONAL TAX PURPOSES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-13
S63 Uniform Securities Agent State Law Examination 1994-08-29
  • S66 Uniform Combined State Law Examination
    2006-03-13
  • S63 Uniform Securities Agent State Law Examination
    1994-08-29
Other Names
  • Ryan Paul Klose

View on SEC IAPD

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