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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2009-05-04 |
| TX | RA | APPROVED_RES | 2009-04-14 |
Branch Locations
6263 N Scottsdale Rd Suite 140, Scottsdale, AZ 85250 • United States
Phoenix, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Scottsdale | AZ | 04/2009 | Present |
| Mml Investors Services | Scottsdale | AZ | 04/2009 | Present |
NAME: MASSMUTUAL ARIZONA INV REL: Y ADDR: 6263 N. SCOTTSDALE ROAD, #140, SCOTTSDALE, AZ 85250 NATURE: INSURANCE POSITION: AGENT START DATE: 2009 HRS/MO: 160 HRS/DURING TRADING: 160 DUTIES: SALES AND SERVICE OF INS PRODUCTS THROUGH VARIOUS CARRIERS 2) NAME: KLOSE CONSULTING LLC INV REL: N ADD: 6263 N. SCOTTSDALE ROAD, #140, SCOTTSDALE, AZ 85250 NATURE: LLC POSITION: MANAGING AND SOLE MEMBER START DATE: 3/1/14 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: MEMBER OF AN LLC FOR PERSONAL TAX PURPOSES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-29 |
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