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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-23
MI RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-23
  • MI RA
    APPROVED
    Since 2012-10-01

Branch Locations

235 N Sheldon, Plymouth, MI 48170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Plymouth MI 10/2012 Present
Lisa'S Produce Market Richmond MI 08/2020 Present
Jpmorgan Chase Bank, Na. Plymouth MI 10/2005 Present
  • 10/2012 → Present
    Plymouth, MI
  • 08/2020 → Present
    Lisa'S Produce Market
    Richmond, MI
  • 10/2005 → Present
    Jpmorgan Chase Bank, Na.
    Plymouth, MI
Previous Registrations
  • 2008-04-18 → 2012-10-01
    Chase Investment Services Corp.
    New Hudson, MI
    Chicago, IL
    Plymouth, MI
    Clinton Township, MI
    Wixom, MI
    Highland, MI
Other Businesses

ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: LISA'S PRODUCE MARKET POSITION: GENERAL LABORER START DATE: 8/8/2020 ADDRESS: 72011 Memphis Ridge Richmond, MI 48062 DETAILS: STOCK PRODUCE, PERFORM CASHIERING DUTIES, HARVEST GROWN CROPS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 36 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-16
S63 Uniform Securities Agent State Law Examination 2005-11-02
  • S66 Uniform Combined State Law Examination
    2008-04-16
  • S63 Uniform Securities Agent State Law Examination
    2005-11-02
Other Names
  • Ralph Gallo

View on SEC IAPD

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