Tate Thomas Jones

Current Employers

Employment History

• 12/2006 → 04/2018
  Wayne Hummer Investments L.L.C.
  Chatham, IL
• 04/2018 → Present
  Raymond James Financial Services, Inc
  Chatham, IL
• 04/2018 → Present
  Raymond James Financial Services Advisors, Inc
  Chatham, IL
• 04/2018 → Present
  United Community Bank
  Springfield, IL

Previous Registrations

• 2006-10-04 → 2018-04-19
  Wintrust Investments Llc
  Chatham, IL
  Pittsfield, IL
  Roodhouse, IL
  Winchester, IL
  Pawnee, IL
  Springfield, IL
  Springfield, IL
  Chatham, IL
  Springfield, IL
• 2000-07-31 → 2004-03-15
  Banc One Securities Corporation
  Springfield, IL

Other Businesses

(1)Name of Business: United Community Bank Address: 3200 West Iles, Springfield, IL, 62711, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 04/19/2018 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: EVP- Retail Banking- oversee the sales process and the retail incentive program for the bank.

Exams

• S66 Uniform Combined State Law Examination
  2000-05-25
• S63 Uniform Securities Agent State Law Examination
  1994-09-09