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Richard Doud Seaver

Valeo Financial Advisors, LLC

Carmel, IN

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Current Employers
Valeo Financial Advisors, Llc

10 W. Carmel Dr Ste 400, Carmel, IN 46032-3357 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-11
IN RA APPROVED 2009-02-17
  • TX RA
    APPROVED
    Since 2025-11-11
  • IN RA
    APPROVED
    Since 2009-02-17

Branch Locations

10 W. Carmel Dr Ste 400, Carmel, IN 46032-3357 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valeo Financial Advisors, Llc Carmel IN 06/2005 Present
Previous Registrations
  • 2003-12-15 → 2005-12-31
    Legacy Financial Advisors, L.L.C.
    Carmel, IN
  • 2002-06-20 → 2003-11-26
    Oxford Financial Group, Ltd
    Carmel, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-14
S63 Uniform Securities Agent State Law Examination 1994-09-06
  • S65 Uniform Investment Adviser Law Examination
    1994-09-14
  • S63 Uniform Securities Agent State Law Examination
    1994-09-06
Designations
Other Names
  • Richard Seaver
  • Ric Seaver
  • Richard D Seaver

View on SEC IAPD

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BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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