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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2016-08-26 |
| TX | RA | APPROVED | 2016-08-26 |
Branch Locations
500 N Circle Dr, Colorado Springs, CO 80909 • United States
1800 S Nevada Ave, Colorado Springs, CO 80905 • United States
5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Colorado Springs | CO | 08/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Colorado Springs | CO | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; ANTHEM, AZ; OWNER; START: 9/1/16; 1 HR/MO; 0 DURING TRADING. RENTAL PROPERTY, INV RELATED, COLORADO SPRINGS, CO, 100% OWNERSHIP, START 9/13/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-05 |
| S65 | Uniform Investment Adviser Law Examination | 1998-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-08 |
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