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Robert Philip Maltzahn

Wells Fargo Clearing Services, LLC

Winston Salem, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-02
NC RA APPROVED 2016-07-07
  • TX RA
    APPROVED
    Since 2024-02-02
  • NC RA
    APPROVED
    Since 2016-07-07

Branch Locations

380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Winston-Salem NC 07/2016 11/2016
Wells Fargo Clearing Services, Llc Winston-Salem NC 11/2016 Present
Previous Registrations
Other Businesses

THE MALTZ SHOP; NOT INV RELATED; CLEMMONS, NC; 100% OWNERSHIP; 06/2024; 10 HOURS PER MONTH; 0 DURING TRADING; SELLIGN THINGS ON EBAY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-31
S63 Uniform Securities Agent State Law Examination 1994-08-03
  • S65 Uniform Investment Adviser Law Examination
    2005-01-31
  • S63 Uniform Securities Agent State Law Examination
    1994-08-03

View on SEC IAPD

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