Charles Foster Claflin Hall

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Rbc Capital Markets, Llc
  Hunt Valley, MD
• 03/2019 → Present
  City National Bank
  Hunt Valley, MD

Previous Registrations

• 2006-02-21 → 2009-05-15
  Citigroup Global Markets Inc.
  Baltimore, MD
  New York, NY
  Baltimore, MD
• 1996-03-07 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Baltimore, MD

Other Businesses

(1) NAME OF ENTITY: Corinthian Prospects LTD-Partnership/Cannons Ashby LLC. ADDRESS OF BUSINESS: 9610 FALLS ROAD BALTIMORE, MD 21209. BUSINESS DESCRIPTIONS: LP created for inheritance. BUSINESS IS NOT INVESTMENT RELATED. PROJECTED START DATE: - 10/01/04. PROJECTED END DATE: - No Anticipated End Date. CAPACITY: Owner - Passive. DUTIES PERFORMED: None. HOURS DEVOTED TO THIS OBA PER MONTH: None. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: None. (2) QUAKER PROSPECT IV LP; ADDRESS: 6511 DARNELL RD BALTIMORE, MD 21204; BUSINESS DESCRIPTION: PARTNERSHIP; NOT INVESTMENT RELATED; START DATE: 01/05/2002; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE 3) NAME OF ENTITY: Dunmanway Management LLC ADDRESS: P.O. Box 6 Riderwood, MD 21139 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Family LLC CAPACITY: Owner - Active, Partner, Other START DATE: 03.01.21 DUTIES: Owner PER MONTH: 2; SECURITIES HOURS: 0

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-09-15
• S65 Uniform Investment Adviser Law Examination
  1994-09-15

Other Names

• Cf Claflin Hall
• Cf F Hall
• Cf F. Hall
• Claf Hall