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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| MD | RA | APPROVED | 2009-04-28 |
Branch Locations
225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States
Phoenix, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Hunt Valley | MD | 04/2009 | Present |
| City National Bank | Hunt Valley | MD | 03/2019 | Present |
(1) NAME OF ENTITY: Corinthian Prospects LTD-Partnership/Cannons Ashby LLC. ADDRESS OF BUSINESS: 9610 FALLS ROAD BALTIMORE, MD 21209. BUSINESS DESCRIPTIONS: LP created for inheritance. BUSINESS IS NOT INVESTMENT RELATED. PROJECTED START DATE: - 10/01/04. PROJECTED END DATE: - No Anticipated End Date. CAPACITY: Owner - Passive. DUTIES PERFORMED: None. HOURS DEVOTED TO THIS OBA PER MONTH: None. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: None. (2) QUAKER PROSPECT IV LP; ADDRESS: 6511 DARNELL RD BALTIMORE, MD 21204; BUSINESS DESCRIPTION: PARTNERSHIP; NOT INVESTMENT RELATED; START DATE: 01/05/2002; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE 3) NAME OF ENTITY: Dunmanway Management LLC ADDRESS: P.O. Box 6 Riderwood, MD 21139 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Family LLC CAPACITY: Owner - Active, Partner, Other START DATE: 03.01.21 DUTIES: Owner PER MONTH: 2; SECURITIES HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-09-15 |
| S65 | Uniform Investment Adviser Law Examination | 1994-09-15 |
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