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Harold Louis Reinstein

J.P. Morgan Securities LLC

White Plains, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-23
NY RA APPROVED 2024-03-22
  • TX RA
    APPROVED_RES
    Since 2024-03-23
  • NY RA
    APPROVED
    Since 2024-03-22

Branch Locations

925 Westchester Avenue Floor 04, White Plains, NY 10604 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated White Plains NY 09/1996 09/2022
Bank Of America, N.A. White Plains NY 11/2009 09/2022
First Republic Securities Company, Llc White Plains NY 09/2022 09/2023
First Republic Investment Management, Inc. White Plains NY 09/2022 09/2023
J.P. Morgan Securities Llc West Harrison NY 09/2023 Present
Jpmorgan Chase Bank, N.A. West Harrison NY 10/2023 Present
  • 09/1996 → 09/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    White Plains, NY
  • 11/2009 → 09/2022
    Bank Of America, N.A.
    White Plains, NY
  • 09/2022 → 09/2023
    First Republic Securities Company, Llc
    White Plains, NY
  • 09/2022 → 09/2023
    First Republic Investment Management, Inc.
    White Plains, NY
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    West Harrison, NY
  • 10/2023 → Present
    Jpmorgan Chase Bank, N.A.
    West Harrison, NY
Previous Registrations
  • 2022-09-23 → 2025-03-21
    J.P. Morgan Private Wealth Advisors Llc
    White Plains, NY
    White Plains, NY
  • 1999-11-09 → 2022-09-27
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    White Plains, NY
    Ridgefield, CT
    White Plains, NY
    White Plains, NY
    White Plains, NY
    White Plains, NY
    New York, NY
    White Plains, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-19
S63 Uniform Securities Agent State Law Examination 1994-09-02
  • S65 Uniform Investment Adviser Law Examination
    2010-11-19
  • S63 Uniform Securities Agent State Law Examination
    1994-09-02
Designations
Other Names
  • Hal Reinstein

View on SEC IAPD

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