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211 Old Padonia Road, Hunt Valley, MD 21030 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-11-01 |
| LA | RA | APPROVED | 2014-11-17 |
| TX | RA | APPROVED_RES | 2010-06-14 |
Branch Locations
211 Old Padonia Rd, Hunt Valley, MD 21030 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cornerstone Advisory, Llp | Baltimore | MD | 11/2006 | Present |
| Axa Advisors, Llc | New York | NY | 09/1999 | Present |
| Alternative Markets Fund Llc | Hunt Valley | MD | 01/2021 | Present |
OUTSIDE INSURANCE BROKERAGE BUSINESS, REGISTERED INVESTMENT ADVISOR, CORNERSTONE ADVISORY, INVESTMENT ADVISORY, OWNER, PRINCIPAL, START 1/1/06, 150 HRS MTH, OUTCOME DRIVEN FUND OWNER UMD ST. JOSEPH MEDICAL CENTER; NOT INVESTMENT RELATED, VICE CHAIR; START 6/2014; 0 HOURS/MONTH DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-19 |
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